Audit Tool · Checklist

Compliance Readiness Checklist

AU: ASQA/AQF governance, training and assessment, certification evidence, and records readiness. US: Section 508 / ADA digital accessibility across learner-facing systems.

Checklist
AustraliaUnited StatesCompliance

What's Inside

Checklist framework previewed below. Multi-tab XLSX checklist model available on download.

Australian VET Compliance (ASQA & AQF)

01 · Governance & Regulatory Obligations

Verifies current RTO registration details, CEO Annual Declarations on Compliance, and organisational policies demonstrating compliance with the National VET Regulator Act.

02 · Training & Assessment Compliance

Validates assessment system mapping to training product requirements, assessment tool validation against principles of assessment, and contextualisation and review records.

03 · AQF Qualifications & Certification Evidence

Ensures adherence to the 30-day issuance rule, mandatory RTO branding and identifiers on documentation, and secure certificate storage and tracking for 30 years.

04 · Records & Reporting

Audits AVETMISS data collection accuracy, Quality Indicator performance reporting operational readiness, and record retention policies aligned to audit timelines.

05 · Marketing & Transparency

Checks marketing materials against ASQA accuracy standards, factual fee and training outcome disclosures, and regular reviews of public communication channels.

US Digital & Accessibility Compliance (Section 508 & ADA)

01 · Section 508 & Digital Accessibility

Structures ICT asset accessibility audits, WCAG 2.2 Level AA benchmark application, and ongoing remediation testing records.

02 · Web & Digital Content Accessibility

Audits meaningful alt text coverage for images, document and PDF accessibility standards, and video captioning or transcript availability.

03 · Learning Platform & LMS Accessibility

Verifies LMS interface usability with assistive technologies, course navigation accessibility best practices, and ongoing VPAT documentation maintenance.

04 · ADA Programmatic Accessibility

Reviews auxiliary aids and effective communication policies, public feedback channels, and staff accessibility training programs.

Audit Readiness & Governance Framework

Status Tracking Matrix:

Clear categorisation across Not Started, In Progress, and Complete states for all 27 compliance criteria.

Evidence & Verification Logging:

Dedicated audit fields to record evidence locations, compliance comments, assigned task owners, and implementation priority.

Get the full tool

Download the Compliance Readiness Checklist

Get the complete, ready-to-use version of this tool — enter your email and it downloads straight to your device.

Browse All Audit Tools